Compliance & Evidence Standards
Oliver
Specialist · No. 08
Specialist Profile · No. 08
MeetDigital Asset Claims Oliver Hartwell
Compliance Manager
Compliance & Evidence Standards
Specialist remit: Day-to-day compliance.
12+
Years of practice
01
Qualifications
02
Languages
Based inLondon, United Kingdom
Languages
EnglishSpanish
“Oliver runs the operational compliance programme, including methodology review, internal training and the firm's quarterly policy reporting..”
Oliver Hartwell · Compliance Manager
Background
Oliver runs the operational compliance programme, including methodology review, internal training and the firm's quarterly policy reporting.
He is the point of escalation for investigators on day-to-day questions about the scope and lawfulness of a research task.
Responsibilities
- 01Day-to-day compliance
- 02Methodology review
- 03Internal training
- 04Policy reporting
Expertise
Methodology reviewInternal auditPolicy reporting
Experience
12+
Years of practice
Compliance & Evidence Standards
Department
London, United Kingdom
Based in
Inside the practice
Oliver at work
DC-SFrame 01Reviewing compliance documents at his desk
Frame 02Discussing a compliance matter in the meeting room
Frame 03Quick coffee break between reviews
Frame 04Reading a file in the corridor before the next meeting
Frame 05Mapping a compliance workflow on the whiteboard
Same department · Compliance & Evidence Standards
