Compliance & Evidence Standards
Sophie
Specialist · No. 09
Specialist Profile · No. 09
MeetDigital Asset Claims Sophie Lindqvist
Risk Officer
Compliance & Evidence Standards
Specialist remit: Operational risk.
11+
Years of practice
01
Qualifications
02
Languages
Based inLondon, United Kingdom
Languages
EnglishGerman
“Sophie owns the firm's operational risk framework, from the central risk register through to control testing of every evidence-handling process..”
Sophie Lindqvist · Risk Officer
Background
Sophie owns the firm's operational risk framework, from the central risk register through to control testing of every evidence-handling process.
She works alongside the compliance team to keep how the firm sources, stores and reports evidence aligned with its published standards.
Responsibilities
- 01Operational risk
- 02Evidence-chain integrity
- 03Control testing
- 04Incident review
Expertise
Risk frameworksControl assuranceIncident review
Experience
11+
Years of practice
Compliance & Evidence Standards
Department
London, United Kingdom
Based in
Same department · Compliance & Evidence Standards
